Intercontinental Exchange, Inc. — Director's Dealing 2021

Feb 10, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Intercontinental Exchange, Inc. (ICE)
CIK: 0001571949
Period of Report: 2021-02-05

Reporting Person: Namkung James W (Chief Accounting Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-02-05	Common Stock	A	1313	$0.00	Acquired	17868	Direct
2021-02-08	Common Stock	F	150	$113.46	Disposed	17718	Direct
2021-02-08	Common Stock	F	165	$113.46	Disposed	17553	Direct
2021-02-08	Common Stock	F	136	$113.46	Disposed	17417	Direct

Footnotes

F1: Represents shares of restricted stock issued to the filing person on February 5, 2021. This award of restricted stock vests over three years (1/3 on each anniversary of the award date).

F2: Amount of securities beneficially owned includes 132 shares acquired under the Intercontinental Exchange, Inc. Employee Stock Purchase Plan on December 31, 2020.

F3: Represents shares of restricted stock issued to the filing person on February 8, 2018. The restricted stock units vest over three years (1/3 on February 8, 2019, 1/3 on February 8, 2020 and February 8, 2021). Of the 1,492 shares, the remaining 498 shares were issued on February 8, 2021, of which 150 shares were withheld to satisfy payment of the Issuer's tax withholding obligation. The third and final tranche of shares for this award have been issued.

F4: Represents shares of restricted stock issued to the filing person on February 8, 2019. The restricted stock units vest over three years (1/3 on February 8, 2020, 1/3 on February 8, 2021 and 1/3 on February 8, 2022). Of the 1,641 shares, 547 shares were issued on February 8, 2021, of which 165 shares were withheld to satisfy payment of the Issuer's tax withholding obligation. The remaining 547 shares are scheduled to be issued on February 8, 2022 and taxes for this issuance will be withheld and reported at the time of vesting.

F5: Represents shares of restricted stock issued to the filing person on February 7, 2020. The restricted stock units vest over three years (1/3 on February 7, 2021, 1/3 on February 7, 2022 and 1/3 on February 7, 2023). Of the 1,349 shares, 449 shares were issued on February 8, 2021, of which 136 shares were withheld to satisfy payment of the Issuer's tax withholding obligation. The remaining 900 shares are scheduled to be issued on the two remaining vesting dates and taxes for these future issuances will be withheld and reported at the time the shares are issued.

F6: The common stock number referred in Table I is an aggregate number and represents 9,897 shares of common stock and 2,760 unvested restricted stock units ("RSUs"), and 4,760 unvested performance based restricted stock units ("PSU's"), for which the performance period has been satisfied. The RSUs and PSUs vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2021 PSUs tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2022 and will be reported at the time of vesting.