Intercontinental Exchange, Inc. — Director's Dealing 2021

Apr 21, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Intercontinental Exchange, Inc. (ICE)
CIK: 0001571949
Period of Report: 2021-04-19

Reporting Person: Hill Scott A (Chief Financial Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-04-19	Common Stock	M	17095	$41.59	Acquired	160490	Direct
2021-04-19	Common Stock	S	17095	$120.0748	Disposed	143395	Direct
2021-04-20	Common Stock	M	1492	$67.00	Acquired	144887	Direct
2021-04-20	Common Stock	M	27905	$41.59	Acquired	172792	Direct
2021-04-20	Common Stock	S	27905	$120.0869	Disposed	144887	Direct
2021-04-21	Common Stock	G	3435	$0.00	Disposed	141452	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-04-19	Employee Stock Option (right to buy) Holding	$41.59	M	17095	Disposed	2025-01-20	Common Stock (17095)	Direct
2021-04-20	Employee Stock Option (right to buy) Holding	$41.59	M	27905	Disposed	2025-01-20	Common Stock (27905)	Direct
2021-04-20	Employee Stock Option (right to buy) Holding	$67.00	M	1492	Disposed	2028-02-08	Common Stock (1492)	Direct

Footnotes

F1: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended.

F2: The price range for the aggregate amount sold by the direct holder is $120.00 - $120.50. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.

F3: The price range for the aggregate amount sold by the direct holder is $120.00 - $120.31. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.

F4: The transaction involved a gift of 3,435 shares of the Issuer's common stock by the reporting person to philanthropic organizations.

F5: The common stock number referred in Table I is an aggregate number and represents 119,168 shares of common stock and 22,284 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2019 and 2020 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2022 and February 2023, respectively, and will be reported at the time of vesting.

F6: These options are fully vested.