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Intercontinental Exchange, Inc. — Director's Dealing 2021
May 21, 2021
29873_dirs_2021-05-21_0d87b199-6b7b-46de-8f11-3e5406a4e7db.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Intercontinental Exchange, Inc. (ICE)
CIK: 0001571949
Period of Report: 2021-05-20
Reporting Person: CRISP CHARLES R (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-20 | Common Stock | S | 1697 | $111.76 | Disposed | 44534 | Direct |
| 2021-05-20 | Common Stock | S | 5932 | $112.4416 | Disposed | 38602 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 10000 | Indirect |
Footnotes
F1: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended.
F2: The price range for the aggregate amount sold by the direct holder is $111.05 - $112.04. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
F3: The price range for the aggregate amount sold by the direct holder is $112.08 - $112.81. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
F4: The common stock number referred in Table 1 is an aggregate number and represents 36,881 shares of common stock and 1,721 restricted stock units of the Issuer. The restricted stock units vest on the one-year anniversary of the grant date, which is May 14, 2022.
F5: As previously reported, the reporting person also indirectly owns 10,000 shares that are beneficially owned directly by the reporting person's spouse for which the reporting person disclaims beneficial ownership.