Intercontinental Exchange, Inc. — Director's Dealing 2020

Jan 23, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Intercontinental Exchange, Inc. (ICE)
CIK: 0001571949
Period of Report: 2020-01-21

Reporting Person: Vice Charles A (Vice Chairman)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-01-21	Common Stock	M	1995	$50.01	Acquired	354663	Direct
2020-01-21	Common Stock	M	1751	$57.31	Acquired	356414	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-01-21	Employee Stock Option (right to buy) Holding	$50.01	M	1995	Disposed	2026-01-14	Common Stock (1995)	Direct
2020-01-21	Employee Stock Option (right to buy) Holding	$57.31	M	1751	Disposed	2027-01-18	Common Stock (1751)	Direct

Footnotes

F1: Amount of securities beneficially owned includes 145 shares acquired under the Intercontinental Exchange, Inc. Employee Stock Purchase Plan on December 31, 2019.

F2: The common stock number referred in Table I is an aggregate number and represents 307,988 shares of common stock and 48,426 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2019 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2020 and will be reported at the time of vesting. The satisfaction of the 2017, 2018 and 2019 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2020, February 2021 and February 2022, respectively, and will be reported at the time of vesting.

F3: These options are fully vested.