Intercontinental Exchange, Inc. — Director's Dealing 2020

Aug 21, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Intercontinental Exchange, Inc. (ICE)
CIK: 0001571949
Period of Report: 2020-08-19

Reporting Person: Hill Scott A (Chief Financial Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-08-19	Common Stock	M	3305	$41.37	Acquired	139736	Direct
2020-08-19	Common Stock	M	2510	$41.59	Acquired	142246	Direct
2020-08-19	Common Stock	M	1995	$50.01	Acquired	144241	Direct
2020-08-19	Common Stock	M	1751	$57.31	Acquired	145992	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-08-19	Employee Stock Option (right to buy) Holding	$41.37	M	3305	Disposed	2024-01-17	Common Stock (3305)	Direct
2020-08-19	Employee Stock Option (right to buy) Holding	$41.59	M	2510	Disposed	2025-01-20	Common Stock (2510)	Direct
2020-08-19	Employee Stock Option (right to buy) Holding	$50.01	M	1995	Disposed	2026-01-14	Common Stock (1995)	Direct
2020-08-19	Employee Stock Option (right to buy) Holding	$57.31	M	1751	Disposed	2027-01-18	Common Stock (1751)	Direct

Footnotes

F1: The common stock number referred in Table I is an aggregate number and represents 120,979 shares of common stock and 25,013 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2020 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2021 and will be reported at the time of vesting. The satisfaction of the 2018, 2019 and 2020 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2021, February 2022 and February 2023, respectively, and will be reported at the time of vesting.

F2: These options are fully vested.