Intercontinental Exchange, Inc. — Director's Dealing 2018

Jun 8, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Intercontinental Exchange, Inc. (ICE)
CIK: 0001571949
Period of Report: 2018-06-07

Reporting Person: Goone David S (Chief Strategic Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-06-07	Common Stock	M	1110	$21.20	Acquired	159570	Direct
2018-06-07	Common Stock	M	5565	$22.50	Acquired	165135	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-06-07	Employee Stock Option (right to buy) Holding	$21.20	M	1110	Disposed	2019-12-10	Common Stock (1110)	Direct
2018-06-07	Employee Stock Option (right to buy) Holding	$22.50	M	5565	Disposed	2021-01-11	Common Stock (5565)	Direct

Footnotes

F1: The common stock number referred in Table I is an aggregate number and represents 132,009 shares of common stock and 33,126 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2018 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2019 and will be reported at the time of vesting. The satisfaction of the 2017 and 2018 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2020 and February 2021, respectively, and will be reported at the time of vesting.

F2: These options are fully vested.