Intercontinental Exchange, Inc. — Director's Dealing 2018

Sep 21, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Intercontinental Exchange, Inc. (ICE)
CIK: 0001571949
Period of Report: 2018-09-19

Reporting Person: Sprecher Jeffrey C (Director, Chief Executive Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-09-19	Common Stock	A	7733	$0.00	Acquired	118563	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-09-19	Employee Stock Option (right to buy) Holding	$77.58	A	11695	Acquired	2028-09-19	Common Stock (11695)	Indirect

Footnotes

F1: Represents shares of restricted stock issued to the filing person on September 19, 2018. The restricted stock units vest over three years (1/3 on September 19, 2019, 1/3 on September 19, 2020 and 1/3 on September 19, 2021).

F2: The common stock number referred in Table I is an aggregate number and represents 99,670 shares of common stock, 7,733 unvested restricted stock units, and 11,160 unvested performance based restricted stock units, for which the performance period has been satisfied. The restricted stock units and the performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2017 and 2018 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2020 and September 2021, respectively, and will be reported at the time of vesting.

F3: As previously reported, the reporting person also indirectly owns 3,711,705 shares that are beneficially owned directly by CPEX. The reporting person beneficially owns 100% of the equity interest in CPEX. Additionally, as previously reported, the reporting person also beneficially owns shares directly.

F4: These options vest in accordance with the following schedule: 33.33% of the options vest on September 19, 2019, 33.33% of the options vest on September 19, 2020 and 33.33% of the options vest on September 19, 2021.