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Intercontinental Exchange, Inc. Director's Dealing 2018

Jul 18, 2018

29873_dirs_2018-07-18_20ec5846-6f8c-4c7f-8553-6c5e936e092c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Intercontinental Exchange, Inc. (ICE)
CIK: 0001571949
Period of Report: 2018-07-17

Reporting Person: Vice Charles A (Vice Chairman)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-07-17 Common Stock M 2400 $41.59 Acquired 384907 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-07-17 Employee Stock Option (right to buy) Holding $41.59 M 2400 Disposed 2025-01-20 Common Stock (2400) Direct

Footnotes

F1: The common stock number referred in Table I is an aggregate number and represents 326,674 shares of common stock and 58,233 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2018 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2019 and will be reported at the time of vesting. The satisfaction of the 2017 and 2018 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2020 and February 2021, respectively, and will be reported at the time of vesting.

F2: These options are fully vested.