Intercontinental Exchange, Inc. — Director's Dealing 2018

Dec 6, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Intercontinental Exchange, Inc. (ICE)
CIK: 0001571949
Period of Report: 2018-12-06

Reporting Person: Surdykowski Andrew J (General Counsel)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-12-06	Common Stock	M	2000	$22.50	Acquired	38820	Direct
2018-12-06	Common Stock	G	300	$0.00	Disposed	38520	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-12-06	Employee Stock Option (right to buy) Holding	$22.50	M	2000	Disposed	2021-01-11	Common Stock (2000)	Direct

Footnotes

F1: This transaction involved a gift of 300 shares of the issuer's common stock by the reporting person to a philanthropic organization.

F2: The common stock number referred in Table I is an aggregate number and represents 31,546 shares of common stock and 6,974 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2018 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2019 and will be reported at the time of vesting. The satisfaction of the 2017 and 2018 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2020 and February 2021, respectively, and will be reported at the time of vesting.

F3: These options are fully vested.