Intercontinental Exchange, Inc. — Director's Dealing 2018

Oct 26, 2018

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Intercontinental Exchange, Inc. (ICE)
CIK: 0001571949
Period of Report: 2018-10-26

Reporting Person: Surdykowski Andrew J (General Counsel)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	39020	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Employee Stock Option (right to buy) Holding	$21.20	2019-12-10	Common Stock (4990)		Direct
Employee Stock Option (right to buy) Holding	$22.50	2021-01-11	Common Stock (6960)		Direct
Employee Stock Option (right to buy) Holding	$41.59	2025-01-20	Common Stock (12210)		Direct
Employee Stock Option (right to buy) Holding	$50.01	2026-01-14	Common Stock (12650)		Direct
Employee Stock Option (right to buy) Holding	$57.31	2027-01-18	Common Stock (11439)		Direct
Employee Stock Option (right to buy) Holding	$67.00	2028-02-08	Common Stock (8583)		Direct

Footnotes

F1: The common stock number referred in Table I is an aggregate number and represents 32,046 shares of common stock and 6,974 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2018 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2019 and will be reported at the time of vesting. The satisfaction of the 2017 and 2018 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2020 and February 2021, respectively, and will be reported at the time of vesting.

F2: These options are fully vested.

F3: Of these options 11,585 options are fully vested and the remaining 1,065 options vest in equal monthly installments between November 14, 2018 and January 14, 2019.

F4: These options vest in accordance with the following schedule: 33.33% of the options vested on January 18, 2018, 33.33% of the options vest on January 18, 2019 and 33.33% of the options vest on January 18, 2020.

F5: These options vest in accordance with the following schedule: 33.33% of the options vest on February 8, 2019, 33.33% of the options vest on February 8, 2020 and 33.33% of the options vest on February 8, 2021.