AI assistant
Intercontinental Exchange, Inc. — Director's Dealing 2018
Apr 20, 2018
29873_dirs_2018-04-20_fd038625-b646-4bd6-a425-49d00c828ae4.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Intercontinental Exchange, Inc. (ICE)
CIK: 0001571949
Period of Report: 2018-04-18
Reporting Person: Jackson Benjamin (President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-04-18 | Common Stock | M | 4660 | $25.87 | Acquired | 75120 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-04-18 | Employee Stock Option (right to buy) Holding | $25.87 | M | 4660 | Disposed | 2023-01-11 | Common Stock (4660) | Direct |
Footnotes
F1: The common stock number referred in Table I is an aggregate number and represents 51,346 shares of common stock and 7,731 unvested restricted stock units ("RSUs"), and 16,043 unvested performance based restricted stock units ("PSU's"), for which the performance period has been satisfied. The RSUs and PSUs vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2018 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2019 and will be reported at the time of vesting. The satisfaction of the 2017 and 2018 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2020 and February 2021, respectively, and will be reported at the time of vesting.
F2: These options are fully vested.