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Intercontinental Exchange, Inc. — Director's Dealing 2018
Oct 12, 2018
29873_dirs_2018-10-12_9621ddd3-d73d-4824-8190-4a90aefe8551.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Intercontinental Exchange, Inc. (ICE)
CIK: 0001571949
Period of Report: 2018-10-10
Reporting Person: Short Johnathan H (General Counsel & Corp. Sec.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-10-10 | Common Stock | S | 6000 | $75.7293 | Disposed | 41390 | Direct |
Footnotes
F1: The sales reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended.
F2: The price range for the aggregate amount sold by the direct holder is $75.29 - $76.18. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
F3: The common stock number referred in Table I is an aggregate number and represents 22,561 shares of common stock and 18,829 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2017 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to this award, will not be determined until February 2020, and will be reported at the time of vesting.