Intercontinental Exchange, Inc. — Director's Dealing 2018

Jul 18, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Intercontinental Exchange, Inc. (ICE)
CIK: 0001571949
Period of Report: 2018-07-16

Reporting Person: Wassersug Mark (Chief Operating Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-07-16	Common Stock	M	3269	$41.37	Acquired	32348	Direct
2018-07-16	Common Stock	M	4629	$41.59	Acquired	36977	Direct
2018-07-16	Common Stock	S	7898	$75.0626	Disposed	29079	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-07-16	Employee Stock Option (right to buy) Holding	$41.37	M	3269	Disposed	2024-01-17	Common Stock (3269)	Direct
2018-07-16	Employee Stock Option (right to buy) Holding	$41.59	M	4629	Disposed	2025-01-20	Common Stock (4629)	Direct

Footnotes

F1: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended.

F2: The price range for the aggregate amount sold by the direct holder is $74.80 - $75.33. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.

F3: The common stock number referred in Table I is an aggregate number and represents 17,915 shares of common stock and 11,164 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2018 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2019 and will be reported at the time of vesting. The satisfaction of the 2017 and 2018 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2020 and February 2021, respectively, and will be reported at the time of vesting.

F4: These options are fully vested.