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Intercontinental Exchange, Inc. Director's Dealing 2017

Feb 24, 2017

29873_dirs_2017-02-24_119b5c3c-66c6-452d-a377-dfbcabc353cf.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Intercontinental Exchange, Inc. (ICE)
CIK: 0001571949
Period of Report: 2017-02-22

Reporting Person: Farley Thomas W (President, NYSE Group)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-02-22 Common Stock M 22120 $32.12 Acquired 118574 Direct
2017-02-23 Common Stock S 22120 $58.027 Disposed 96454 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-02-22 Employee Stock Option (right to buy) Holding $32.12 M 22120 Disposed 2017-02-22 Common Stock (22120) Direct

Footnotes

F1: The price range for the aggregate amount sold by the direct holder is $58.01 - $58.075. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.

F2: The common stock number referred in Table I is an aggregate number and represents 38,836 shares of common stock and 57,618 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2017 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2018 and will be reported at the time of vesting. The satisfaction of the 2017 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2020 and will be reported at the time of vesting.

F3: These options are fully vested.