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Intercontinental Exchange, Inc. — Director's Dealing 2017
Mar 14, 2017
29873_dirs_2017-03-14_fefeac63-225a-4489-afff-433bde9db247.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Intercontinental Exchange, Inc. (ICE)
CIK: 0001571949
Period of Report: 2017-03-10
Reporting Person: SPRIESER JUDITH A (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-03-10 | Common Stock | S | 1900 | $60.4353 | Disposed | 28325 | Direct |
Footnotes
F1: The sales reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended.
F2: The price range for the aggregate amount sold by the direct holder is $59.98 - $60.79. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
F3: On November 3, 2016, the common stock of Intercontinental Exchange, Inc. split 5-for-1 (the "Stock Split"), resulting in the reporting person's ownership of four additional shares of common stock for each share of common stock owned as of that date, as reflected in the totals listed on this Form 4. The total number of shares of common stock was adjusted by five shares to account for a rounding error and the stock split.
F4: The common stock number referred in Table I is an aggregate number and represents 24,480 shares of common stock and 3,845 restricted stock units of the Issuer. The restricted stock units vest on the one-year anniversary of the grant date, which is May 13, 2017.