AI assistant
Intercontinental Exchange, Inc. — Director's Dealing 2017
Feb 23, 2017
29873_dirs_2017-02-23_24cbebfe-912e-433c-85ec-8436dc878f13.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Intercontinental Exchange, Inc. (ICE)
CIK: 0001571949
Period of Report: 2017-02-21
Reporting Person: Vice Charles A (President&Chief Op. Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-21 | Common Stock | M | 2850 | $41.37 | Acquired | 382506 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-02-21 | Employee Stock Option (right to buy) Holding | $41.37 | M | 2850 | Disposed | 2024-01-17 | Common Stock (2850) | Direct |
Footnotes
F1: The common stock number referred in Table I is an aggregate number and represents 266,381 shares of common stock and 116,125 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2017 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2018 and will be reported at the time of vesting. The satisfaction of the 2017 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2020 and will be reported at the time of vesting.
F2: These options are fully vested.