Intercontinental Exchange, Inc. — Director's Dealing 2017

Nov 16, 2017

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Intercontinental Exchange, Inc. (ICE)
CIK: 0001571949
Period of Report: 2017-11-15

Reporting Person: Wassersug Mark (Chief Operating Officer)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	24078	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Employee Stock Option (right to buy) Holding	$25.87	2023-01-11	Common Stock (995)		Direct
Employee Stock Option (right to buy) Holding	$41.37	2024-01-17	Common Stock (18070)		Direct
Employee Stock Option (right to buy) Holding	$41.59	2025-01-20	Common Stock (22290)		Direct
Employee Stock Option (right to buy) Holding	$50.01	2026-01-14	Common Stock (18980)		Direct
Employee Stock Option (right to buy) Holding	$57.31	2027-01-18	Common Stock (19065)		Direct

Footnotes

F1: The common stock number referred in Table I is an aggregate number and represents 9,055 shares of common stock and 15,023 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2017 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2018 and will be reported at the time of vesting. The satisfaction of the 2017 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2020 and will be reported at the time of vesting.

F2: These options are fully vested.

F3: These options vest in accordance with the following schedule: 33.33% of the options vested on January 20, 2016, and the remaining 66.67% of the options vest in equal monthly installments between February 20, 2016 and January 20, 2018.

F4: These options vest in accordance with the following schedule: 33.33% of the options vested on January 14, 2017, and the remaining 66.67% of the options vest in equal monthly installments between February 14, 2017 and January 14, 2019.

F5: These options vest in accordance with the following schedule: 33.33% of the options vest on January 18, 2018, 33.33% of the options vest on January 18, 2019 and 33.33% of the options vest on January 18, 2020.