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Intercontinental Exchange, Inc. — Director's Dealing 2016
Apr 7, 2016
29873_dirs_2016-04-07_87058975-52e8-48a4-aecf-6f00c1a9a6cd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Intercontinental Exchange, Inc. (ICE)
CIK: 0001571949
Period of Report: 2016-03-24
Reporting Person: Vice Charles A (President&Chief Op. Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-03-24 | Common Stock | M | 527 | $189.43 | Acquired | 58518 | Direct |
| 2016-03-24 | Common Stock | M | 445 | $112.15 | Acquired | 58963 | Direct |
| 2016-03-24 | Common Stock | M | 1020 | $129.36 | Acquired | 59983 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-03-24 | Employee Stock Option (right to buy) Holding | $189.43 | M | 527 | Disposed | 2017-12-28 | Common Stock (527) | Direct |
| 2016-03-24 | Employee Stock Option (right to buy) Holding | $112.15 | M | 445 | Disposed | 2022-01-17 | Common Stock (445) | Direct |
| 2016-03-24 | Employee Stock Option (right to buy) Holding | $129.36 | M | 1020 | Disposed | 2023-01-11 | Common Stock (1020) | Direct |
Footnotes
F1: The common stock number referred in Table I is an aggregate number and represents 38,801 shares of common stock and 21,182 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the performance based restricted stock units vest each year. The satisfaction of the performance target for the 2016 performance based restricted stock units and the one-time NYSE merger-related performance based restricted stock units, and the corresponding number of shares of common stock to be issued pursuant to these awards, will not be determined until February 2017 and will be reported at the time of vesting.
F2: These options are fully vested.