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Intercontinental Exchange, Inc. Director's Dealing 2016

Apr 7, 2016

29873_dirs_2016-04-07_87058975-52e8-48a4-aecf-6f00c1a9a6cd.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Intercontinental Exchange, Inc. (ICE)
CIK: 0001571949
Period of Report: 2016-03-24

Reporting Person: Vice Charles A (President&Chief Op. Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-03-24 Common Stock M 527 $189.43 Acquired 58518 Direct
2016-03-24 Common Stock M 445 $112.15 Acquired 58963 Direct
2016-03-24 Common Stock M 1020 $129.36 Acquired 59983 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-03-24 Employee Stock Option (right to buy) Holding $189.43 M 527 Disposed 2017-12-28 Common Stock (527) Direct
2016-03-24 Employee Stock Option (right to buy) Holding $112.15 M 445 Disposed 2022-01-17 Common Stock (445) Direct
2016-03-24 Employee Stock Option (right to buy) Holding $129.36 M 1020 Disposed 2023-01-11 Common Stock (1020) Direct

Footnotes

F1: The common stock number referred in Table I is an aggregate number and represents 38,801 shares of common stock and 21,182 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the performance based restricted stock units vest each year. The satisfaction of the performance target for the 2016 performance based restricted stock units and the one-time NYSE merger-related performance based restricted stock units, and the corresponding number of shares of common stock to be issued pursuant to these awards, will not be determined until February 2017 and will be reported at the time of vesting.

F2: These options are fully vested.