Intercontinental Exchange, Inc. — Director's Dealing 2016

Aug 31, 2016

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Intercontinental Exchange, Inc. (ICE)
CIK: 0001571949
Period of Report: 2016-08-29

Reporting Person: Short Johnathan H (General Counsel & Corp. Sec.)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-08-29	Common Stock	M	4230	$189.43	Acquired	19802	Direct
2016-08-29	Common Stock	M	159	$112.15	Acquired	19961	Direct
2016-08-29	Common Stock	M	529	$129.36	Acquired	20490	Direct
2016-08-29	Common Stock	S	3703	$278.0243	Disposed	16787	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2016-08-29	Employee Stock Option (right to buy) Holding	$189.43	M	4230	Disposed	2017-12-28	Common Stock (4230)	Direct
2016-08-29	Employee Stock Option (right to buy) Holding	$112.15	M	159	Disposed	2022-01-17	Common Stock (159)	Direct
2016-08-29	Employee Stock Option (right to buy) Holding	$129.36	M	529	Disposed	2023-01-11	Common Stock (529)	Direct

Footnotes

F1: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended.

F2: The price range for the aggregate amount sold by the direct holder is $277.69 - $278.36. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.

F3: The common stock number referred in Table I is an aggregate number and represents 9,727 shares of common stock and 7,060 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the performance based restricted stock units vest each year. The satisfaction of the performance target for the 2016 performance based restricted stock units and the one-time NYSE merger-related performance based restricted stock units, and the corresponding number of shares of common stock to be issued pursuant to these awards, will not be determined until February 2017 and will be reported at the time of vesting.

F4: These options are fully vested.