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Intercontinental Exchange, Inc. — Director's Dealing 2016
Feb 26, 2016
29873_dirs_2016-02-26_cf3869ce-cdd3-4d7b-a0ec-a736911c9ab2.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: Intercontinental Exchange, Inc. (ICE)
CIK: 0001571949
Period of Report: 2015-02-25
Reporting Person: Sprecher Jeffrey C (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-02-25 | Common Stock | M | 692 | $112.15 | Acquired | 21947 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-02-25 | Employee Stock Option (right to buy) Holding | $112.15 | M | 692 | Disposed | 2022-01-17 | Common Stock (692) | Indirect |
Footnotes
F1: The original transactions reported in this Form 4 were effected pursuant to a previously announced, pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. This Form 4 Amendment has been filed to amend the Form 4 filed on 2/27/2015 to correct the options exercised by the reporting person. The reporting person exercised options with an exercise price of $112.15 and not $112.48 as originally reported. This filing corrects the price of the options exercised and corrects the number of options the reporting person holds following the transaction to reflect the exercise of the correct options. The reporting person did not exercise the 692 options with an exercise price of $112.48 as reported on February 27, 2015.
F2: These options are fully vested.