AI assistant
Intercontinental Exchange, Inc. — Director's Dealing 2016
Dec 22, 2016
29873_dirs_2016-12-22_678142a1-c3c7-4eba-99af-e7c377a876d1.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Intercontinental Exchange, Inc. (ICE)
CIK: 0001571949
Period of Report: 2016-12-21
Reporting Person: Hague William Jefferson (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-12-21 | Common Stock | S | 600 | $58.07 | Disposed | 7045 | Direct |
Footnotes
F1: The sales reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended.
F2: On November 3, 2016, the common stock of Intercontinental Exchange, Inc. split 5-for-1 (the "Stock Split"), resulting in the reporting person's ownership of four additional shares of common stock for each share of common stock owned as of that date, as reflected in the totals listed on this Form 4.
F3: The common stock number referred in Table I is an aggregate number and represents 3,200 shares of common stock and 3,845 restricted stock units of the Issuer. The 3,845 restricted stock units (adjusted to reflect the Stock Split) awarded on May 13, 2016 will vest on the one-year anniversary of the grant date, which is May 13, 2017.