Intercontinental Exchange, Inc. — Director's Dealing 2015

Nov 2, 2015

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Intercontinental Exchange, Inc. (ICE)
CIK: 0001571949
Period of Report: 2015-10-29

Reporting Person: Goone David S (Chief Strategic Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2015-10-29	Common Stock	M	8900	$189.43	Acquired	34745	Direct
2015-10-29	Common Stock	S	12469	$260.00	Disposed	22276	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2015-10-29	Employee Stock Option (right to buy) Holding	$189.43	M	8900	Disposed	2017-12-28	Common Stock (8900)	Direct

Footnotes

F1: The sales reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended.

F2: The common stock number referred in Table I is an aggregate number and represents 10,689 shares of common stock, 4,926 unvested restricted stock units and 6,661 unvested performance based restricted stock units, for which the performance period has been satisfied. The restricted stock units and the performance based restricted stock units vest over a three year period, in which 33.33% of the performance based restricted stock units vest each year. The satisfaction of the performance target for the 2015 performance based restricted stock units and the corresponding number of shares of common stock to be issued pursuant to that award will not be determined until February 2016 and will be reported at that time.

F3: These options are fully vested.