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Intercontinental Exchange, Inc. Director's Dealing 2015

Mar 17, 2015

29873_dirs_2015-03-17_bf759df7-d6f7-4d5e-9ac6-5fa275d9f63c.zip

Director's Dealing

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SEC Form 4/A — Form 4/A

Issuer: Intercontinental Exchange, Inc. (ICE)
CIK: 0001571949
Period of Report: 2014-09-16

Reporting Person: Reid Sir Robert (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-09-16 Common Stock M 2063 $8.00 Acquired 7101 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2014-09-16 Employee Stock Option (right to buy) Holding $8.00 M 2063 Disposed 2015-01-05 Common Stock (2063) Direct

Footnotes

F1: The sales reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. This Form 4 Amendment has been filed to amend the Form 4 filed on 09/16/2014 to reflect an exercise of stock options by the reporting person. This option exercise was inadvertly omitted from the original Form 4 filing.

F2: The common stock number referred in Table I, which is as of the date of the transaction (September 16, 2014), represents 6,145 shares of common stock and 956 restricted stock units of the Issuer. The restricted stock units vested on the one-year anniversary of the grant date which was February 27, 2015, which was after the date of the transaction in this Amended Form 4 filing.

F3: These options are fully vested.