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Intercontinental Exchange, Inc. — Director's Dealing 2015
Mar 17, 2015
29873_dirs_2015-03-17_bf759df7-d6f7-4d5e-9ac6-5fa275d9f63c.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: Intercontinental Exchange, Inc. (ICE)
CIK: 0001571949
Period of Report: 2014-09-16
Reporting Person: Reid Sir Robert (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-09-16 | Common Stock | M | 2063 | $8.00 | Acquired | 7101 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-09-16 | Employee Stock Option (right to buy) Holding | $8.00 | M | 2063 | Disposed | 2015-01-05 | Common Stock (2063) | Direct |
Footnotes
F1: The sales reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. This Form 4 Amendment has been filed to amend the Form 4 filed on 09/16/2014 to reflect an exercise of stock options by the reporting person. This option exercise was inadvertly omitted from the original Form 4 filing.
F2: The common stock number referred in Table I, which is as of the date of the transaction (September 16, 2014), represents 6,145 shares of common stock and 956 restricted stock units of the Issuer. The restricted stock units vested on the one-year anniversary of the grant date which was February 27, 2015, which was after the date of the transaction in this Amended Form 4 filing.
F3: These options are fully vested.