Intercontinental Exchange, Inc. — Director's Dealing 2015

Jun 30, 2015

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Intercontinental Exchange, Inc. (ICE)
CIK: 0001571949
Period of Report: 2015-06-26

Reporting Person: Farley Thomas W (President, NYSE Group)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2015-06-26	Common Stock	M	3058	$112.48	Acquired	10297	Direct
2015-06-26	Common Stock	M	4829	$112.15	Acquired	15126	Direct
2015-06-26	Common Stock	S	4587	$225.9943	Disposed	10539	Direct
2015-06-26	Common Stock	S	3201	$227.126	Disposed	7338	Direct
2015-06-26	Common Stock	S	99	$228.00	Disposed	7239	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2015-06-26	Empoyee Stock Option (right to buy) Holding	$112.48	M	3058	Disposed	2021-01-11	Common Stock (3058)	Direct
2015-06-26	Employee Stock Option (right to buy) Holding	$112.15	M	4829	Disposed	2022-01-17	Common Stock (4829)	Direct

Footnotes

F1: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended.

F2: The price range for the aggregate amount sold by the direct holder is $225.70 - $226.69. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.

F3: The price range for the aggregate amount sold by the direct holder is $226.72 - $227.69. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.

F4: The common stock number referred in Table I represents 7,239 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the performance based restricted stock units vest each year. The satisfaction of the performance target for the 2015 performance based restricted stock units and the one-time NYSE merger-related performance based restricted stock units, and the corresponding number of shares of common stock to be issued pursuant to these awards, will not be determined until February 2016 and February 2017, respectively, and will be reported at those times.

F5: These options are fully vested.