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Intercontinental Exchange, Inc. — Director's Dealing 2015
Oct 28, 2015
29873_dirs_2015-10-28_23c986d1-86cc-462e-b4a3-727d39e0a587.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Intercontinental Exchange, Inc. (ICE)
CIK: 0001571949
Period of Report: 2015-10-26
Reporting Person: Goone David S (Chief Strategic Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-10-26 | Common Stock | M | 1918 | $104.23 | Acquired | 30602 | Direct |
| 2015-10-26 | Common Stock | M | 1249 | $80.17 | Acquired | 31851 | Direct |
| 2015-10-26 | Common Stock | M | 4044 | $112.15 | Acquired | 35895 | Direct |
| 2015-10-26 | Common Stock | S | 10050 | $250.00 | Disposed | 25845 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-10-26 | Employee Stock Option (right to buy) Holding | $104.23 | M | 1918 | Disposed | 2016-12-22 | Common Stock (1918) | Direct |
| 2015-10-26 | Employee Stock Option (right to buy) Holding | $80.17 | M | 1249 | Disposed | 2018-12-16 | Common Stock (1249) | Direct |
| 2015-10-26 | Employee Stock Option (right to buy) Holding | $112.15 | M | 4044 | Disposed | 2022-01-17 | Common Stock (4044) | Direct |
Footnotes
F1: The sales reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended.
F2: The common stock number referred in Table I is an aggregate number and represents 14,258 shares of common stock, 4,926 unvested restricted stock units and 6,661 unvested performance based restricted stock units, for which the performance period has been satisfied. The restricted stock units and the performance based restricted stock units vest over a three year period, in which 33.33% of the restricted stock units and the performance based restricted stock units vest each year. The satisfaction of the performance target for the 2015 performance based restricted stock units and the corresponding number of shares of common stock to be issued pursuant to that award will not be determined until February 2016 and will be reported at that time.
F3: These options are fully vested.