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Intercontinental Exchange, Inc. — Director's Dealing 2015
May 7, 2015
29873_dirs_2015-05-07_dc005d13-5dd4-4aaf-afa6-35a81639aeff.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Intercontinental Exchange, Inc. (ICE)
CIK: 0001571949
Period of Report: 2015-05-05
Reporting Person: Vice Charles A (President&Chief Op. Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-05-05 | Common Stock | M | 2500 | $104.23 | Acquired | 44824 | Direct |
| 2015-05-05 | Common Stock | S | 800 | $227.88 | Disposed | 44024 | Direct |
| 2015-05-05 | Common Stock | S | 900 | $229.16 | Disposed | 43124 | Direct |
| 2015-05-05 | Common Stock | S | 800 | $230.72 | Disposed | 42324 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-05-05 | Employee Stock Option (right to buy) Holding | $104.23 | M | 2500 | Disposed | 2016-12-22 | Common Stock (2500) | Direct |
Footnotes
F1: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended.
F2: The price range for the aggregate amount sold by the direct holder is $227.50 - $228.04. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
F3: The price range for the aggregate amount sold by the direct holder is $229.035 -$229.26. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
F4: The price range for the aggregate amount sold by the direct holder is $230.66 - $230.84. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
F5: The common stock number referred in Table I is an aggregate number and represents 26,689 shares of common stock and 15,635 unvested performance based restricted stock units, for which the performance period has been satisfied. The performance based restricted stock units vest over a three year period, in which 33.33% of the performance based restricted stock units vest each year. The satisfaction of the performance target for the 2015 performance based restricted stock units and the corresponding number of shares of common stock to be issued pursuant to that award will not be determined until February 2016 and will be reported at that time.
F6: These options are fully vested.