AI assistant
Intercontinental Exchange, Inc. — Director's Dealing 2014
Sep 17, 2014
29873_dirs_2014-09-17_110e89b7-2264-42ad-bc97-b32835818da8.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Intercontinental Exchange, Inc. (ICE)
CIK: 0001571949
Period of Report: 2014-09-16
Reporting Person: SPRIESER JUDITH A (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-09-16 | Common Stock | S | 1347 | $194.1675 | Disposed | 3528 | Direct |
| 2014-09-16 | Common Stock | S | 466 | $194.8288 | Disposed | 3062 | Direct |
Footnotes
F1: The sales reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended.
F2: The price range for the aggregate amount sold by the direct holder is $193.5000 - $194.4999. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
F3: The price range for the aggregate amount sold by the direct holder is $194.7400 - $195.7399. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
F4: The common stock number referred to in Table I is an aggregate number and represents 2,106 shares of common stock and 956 restricted stock units of the Issuer. The restricted stock units vest on the one-year anniversary of the grant date, which is February 27, 2015.