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Intercontinental Exchange, Inc. — Director's Dealing 2014
Jun 18, 2014
29873_dirs_2014-06-18_38bb70fe-d688-4a60-bec1-07f0075d58ff.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Intercontinental Exchange, Inc. (ICE)
CIK: 0001571949
Period of Report: 2014-06-17
Reporting Person: Forneri Jean Marc (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-06-17 | Common Stock | M | 1000 | $8.00 | Acquired | 19697 | Direct |
| 2014-06-17 | Common Stock | S | 1000 | $195.00 | Disposed | 18697 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-06-17 | Employee Stock Option (right to buy) Holding | $8.00 | M | 1000 | Disposed | 2015-01-05 | Common Stock (1000) | Direct |
Footnotes
F1: The sales reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended.
F2: The common stock number referred in Table I is an aggregate number and represents 17,860 shares of common stock and 837 restricted stock units of the Issuer. The restricted stock units vest on the one-year anniversary of the grant date which is February 27, 2015.
F3: These options are fully vested.
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