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Intercontinental Exchange, Inc. Director's Dealing 2014

Jun 26, 2014

29873_dirs_2014-06-26_b7a36899-b238-4f7d-a158-b6bbbcb3232d.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Intercontinental Exchange, Inc. (ICE)
CIK: 0001571949
Period of Report: 2014-06-24

Reporting Person: Farley Thomas W (COO of NYSE Euronext)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-06-24 Common Stock S 2007 $190.3592 Disposed 13346 Direct
2014-06-24 Common Stock S 1064 $191.4543 Disposed 12282 Direct
2014-06-24 Common Stock S 179 $193.05 Disposed 12103 Direct

Footnotes

F1: The sales reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended.

F2: The price range for the aggregate amount sold by the direct holder is $189.9600 - $190.9587. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.

F3: The price range for the aggregate amount sold by the direct holder is $191.0600 - $191.9100. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.

F4: The common stock number referred in Table I is an aggregate number and represents 4,734 shares of common stock and 7,369 unvested performance based restricted stock units, for which the performance period has been satisfied. The performance based restricted stock units vest over a three year period, in which 33.33% of the performance based restricted stock units vest each year. The satisfaction of the performance target for the 2014 performance based restricted stock units and the corresponding number of shares of common stock to be issued pursuant to that award will not be determined until February 2015 and will be reported at that time.