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Intercontinental Exchange, Inc. — Director's Dealing 2014
Jan 9, 2014
29873_dirs_2014-01-09_4e7f59c6-b20e-4970-8e70-a04b60a46b91.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: IntercontinentalExchange Group, Inc. (ICE)
CIK: 0001571949
Period of Report: 2014-01-07
Reporting Person: Farley Thomas W (COO of NYSE Euronext)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-01-07 | Common Stock | S | 1193 | $226.9277 | Disposed | 12212 | Direct |
| 2014-01-07 | Common Stock | S | 2641 | $227.745 | Disposed | 9571 | Direct |
| 2014-01-07 | Common Stock | S | 300 | $228.6069 | Disposed | 9271 | Direct |
| 2014-01-08 | Common Stock | S | 1680 | $225.8194 | Disposed | 7591 | Direct |
| 2014-01-08 | Common Stock | S | 2222 | $226.7954 | Disposed | 5369 | Direct |
| 2014-01-08 | Common Stock | S | 232 | $227.6034 | Disposed | 5137 | Direct |
Footnotes
F1: The sales reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended.
F2: The price range for the aggregate amount sold by the direct holder is $226.21 - $227.18. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
F3: The price range for the aggregate amount sold by the direct holder is $227.28 - $228.18. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
F4: The price range for the aggregate amount sold by the direct holder is $228.44 - $228.79. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
F5: The price range for the aggregate amount sold by the direct holder is $225.31 - $226.28. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
F6: The price range for the aggregate amount sold by the direct holder is $226.49 - $227.43. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
F7: The price range for the aggregate amount sold by the direct holder is $227.50 - $227.62. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
F8: The common stock number referred in Table I is an aggregate number and represents 2,996 shares of common stock and 2,141 unvested performance based restricted stock units, for which the performance period has been satisfied. The performance based restricted stock units vest over a three year period, in which 33.33% of the performance based restricted stock units vest each year.