Intercontinental Exchange, Inc. — Director's Dealing 2014

Sep 19, 2014

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Intercontinental Exchange, Inc. (ICE)
CIK: 0001571949
Period of Report: 2014-09-17

Reporting Person: Marcial Edwin D (Chief Technology Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2014-09-17	Common Stock	M	1667	$80.17	Acquired	23578	Direct
2014-09-17	Common Stock	M	1833	$104.23	Acquired	25411	Direct
2014-09-17	Common Stock	S	3500	$200.00	Disposed	21911	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2014-09-17	Employee Stock Option (right to buy) Holding	$80.17	M	1667	Disposed	2018-12-16	Common Stock (1667)	Direct
2014-09-17	Employee Stock Option (right to buy) Holding	$104.23	M	1833	Disposed	2016-12-22	Common Stock (1833)	Direct

Footnotes

F1: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended.

F2: The common stock number referred in Table I is an aggregate number and represents 16,036 shares of common stock and 5,875 unvested performance based restricted stock units, for which the performance period has been satisfied. The performance based restricted stock units vest over a three year period, in which 33.33% of the performance based restricted stock units vest each year. The satisfaction of the performance target for the 2014 performance based restricted stock units and the corresponding number of shares of common stock to be issued pursuant to that award will not be determined until February 2015 and will be reported at that time.

F3: These options are fully vested.