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Intercontinental Exchange, Inc. — Director's Dealing 2014
Dec 22, 2014
29873_dirs_2014-12-22_8e0a1389-a739-4c67-a1d7-8336c53d0ccf.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: Intercontinental Exchange, Inc. (ICE)
CIK: 0001571949
Period of Report: 2014-12-18
Reporting Person: Short Johnathan H (General Counsel & Corp. Sec.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-12-18 | Common Stock | M | 741 | $112.15 | Acquired | 12482 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-12-18 | Employee Stock Option (right to buy) Holding | $112.15 | M | 741 | Disposed | 2022-01-17 | Common Stock (741) | Direct |
Footnotes
F1: The original transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. This Form 4 Amendment has been filed to amend the Form 4 filed on 12/18/2014 to correct the options exercised by the reporting person. The reporting person exercised options with an exercise price of $112.15 and not $112.48 as originally reported. This filing corrects the price of the options exercised and corrects the number of options the reporting person holds following the transaction to reflect the exercise of the correct options. The reporting person did not exercise the 741 options with an exercise price of $112.48 as reported on December 18, 2014.
F2: These options are fully vested.