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Intercontinental Exchange, Inc. — Director's Dealing 2014
May 9, 2014
29873_dirs_2014-05-09_6fa8d17e-261e-4fda-887c-45c0acda715c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: IntercontinentalExchange Group, Inc. (ICE)
CIK: 0001571949
Period of Report: 2014-05-07
Reporting Person: Farley Thomas W (COO of NYSE Euronext)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-05-07 | Common Stock | M | 1248 | $80.17 | Acquired | 12767 | Direct |
| 2014-05-07 | Common Stock | M | 943 | $106.00 | Acquired | 13710 | Direct |
| 2014-05-07 | Common Stock | M | 1001 | $112.48 | Acquired | 14711 | Direct |
| 2014-05-07 | Common Stock | M | 642 | $112.15 | Acquired | 15353 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-05-07 | Employee Stock Option (right to buy) Holding | $80.17 | M | 1248 | Disposed | 2018-12-16 | Common Stock (1248) | Direct |
| 2014-05-07 | Employee Stock Option (right to buy) Holding | $106.00 | M | 943 | Disposed | 2019-12-10 | Common Stock (943) | Direct |
| 2014-05-07 | Employee Stock Option (right to buy) Holding | $112.15 | M | 642 | Disposed | 2022-01-17 | Common Stock (642) | Direct |
| 2014-05-07 | Empoyee Stock Option (right to buy) Holding | $112.48 | M | 1001 | Disposed | 2021-01-11 | Common Stock (1001) | Direct |
Footnotes
F1: The common stock number referred in Table I is an aggregate number and represents 7,984 shares of common stock and 7,369 unvested performance based restricted stock units, for which the performance period has been satisfied. The performance based restricted stock units vest over a three year period, in which 33.33% of the performance based restricted stock units vest each year. The satisfaction of the performance target for the 2014 performance based restricted stock units and the corresponding number of shares of common stock to be issued pursuant to that award will not be determined until February 2015 and will be reported at that time.
F2: These options are fully vested.