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Intercontinental Exchange, Inc. Director's Dealing 2014

Sep 10, 2014

29873_dirs_2014-09-10_dbcaeee2-9b75-4a86-ba0a-fdbfa45ce11c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Intercontinental Exchange, Inc. (ICE)
CIK: 0001571949
Period of Report: 2014-09-09

Reporting Person: Mathison Dean S (Chief Accounting Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-09-09 Common Stock M 76 $112.48 Acquired 3670 Direct
2014-09-09 Common Stock S 76 $187.86 Disposed 3594 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2014-09-09 Empoyee Stock Option (right to buy) Holding $112.48 M 76 Disposed 2021-01-11 Common Stock (76) Direct

Footnotes

F1: The common stock number referred in Table I is an aggregate number and represents 1,213 shares of common stock,971 unvested restricted stock units and 1,410 unvested performance based restricted stock units, for which the performance period has been satisfied. The performance based restricted stock units vest over a three year period, in which 33.33% of the performance based restricted stock units vest each year. The satisfaction of the performance target for the 2014 performance based restricted stock units and the corresponding number of shares of common stock to be issued pursuant to that award will not be determined until February 2015 and will be reported at that time.