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Intercontinental Exchange, Inc. — Director's Dealing 2014
Mar 18, 2014
29873_dirs_2014-03-18_2fbd329b-a33c-472d-98de-83523340c03c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: IntercontinentalExchange Group, Inc. (ICE)
CIK: 0001571949
Period of Report: 2014-03-14
Reporting Person: CRISP CHARLES R (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-03-14 | Common Stock | S | 1000 | $203.3433 | Disposed | 11142 | Direct |
| 2014-03-14 | Common Stock | S | 130 | $204.0646 | Disposed | 11012 | Direct |
Footnotes
F1: The sales reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended.
F2: The price range for the aggregate amount sold by the direct holder is $203.0200 - $203.6600. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
F3: The price range for the aggregate amount sold by the direct holder is $204.0300 - $204.1800. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
F4: The common stock number referred in Table I is an aggregate number and represents 10,175 shares of common stock and 837 restricted stock units of the Issuer. The restricted stock units vest on the one-year anniversary of the grant date which is February 27, 2015.
F5: The amount of shares reported has been adjusted to reflect the correct amount of securities beneficially owned by the reporting person. The reporting person previously understated the amount of securities beneficially owned by 1,000 securities due to an inadvertent administrative error. The corrected amount of securities is being reported promptly upon detection.