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Intercontinental Exchange, Inc. — Director's Dealing 2014
Sep 11, 2014
29873_dirs_2014-09-11_708db232-55d6-4217-a288-52294f72c070.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Intercontinental Exchange, Inc. (ICE)
CIK: 0001571949
Period of Report: 2014-09-10
Reporting Person: CRISP CHARLES R (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-09-10 | Common Stock | M | 1000 | $8.00 | Acquired | 12012 | Direct |
| 2014-09-10 | Common Stock | S | 400 | $188.08 | Disposed | 11612 | Direct |
| 2014-09-10 | Common Stock | S | 600 | $189.3595 | Disposed | 11012 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-09-10 | Employee Stock Option (right to buy) Holding | $8.00 | M | 1000 | Disposed | 2015-01-05 | Common Stock (1000) | Direct |
Footnotes
F1: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended.
F2: The price range for the aggregate amount sold by the direct holder is $187.70 - $188.21. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
F3: The price range for the aggregate amount sold by the direct holder is $189.02 - $189.58. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
F4: The common stock number referred in Table I is an aggregate number and represents 10,175 shares of common stock and 837 restricted stock units of the Issuer.
F5: These options are fully vested.