AI assistant
Intercontinental Exchange, Inc. — Director's Dealing 2014
Mar 4, 2014
29873_dirs_2014-03-04_f905e12b-c687-4ced-9e92-6e9d2fc74b65.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: IntercontinentalExchange Group, Inc. (ICE)
CIK: 0001571949
Period of Report: 2014-02-27
Reporting Person: Swann Paul (Pres&Mang Dir, ICE Clear Euro)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 7375 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) Holding | $106.00 | 2019-12-10 | Common Stock (4931) | Direct | |
| Employee Stock Option (right to buy) Holding | $80.17 | 2018-12-16 | Common Stock (4097) | Direct | |
| Employee Stock Option (right to buy) Holding | $189.43 | 2017-12-28 | Common Stock (1110) | Direct | |
| Employee Stock Option (right to buy) Holding | $156.78 | 2017-07-09 | Common Stock (2389) | Direct | |
| Employee Stock Option (right to buy) Holding | $206.87 | 2024-01-17 | Common Stock (5527) | Direct | |
| Employee Stock Option (right to buy) Holding | $129.36 | 2023-01-11 | Common Stock (6508) | Direct | |
| Empoyee Stock Option (right to buy) Holding | $112.48 | 2021-01-11 | Common Stock (4059) | Direct | |
| Employee Stock Option (right to buy) Holding | $112.15 | 2022-01-17 | Common Stock (3460) | Direct |
Footnotes
F1: The common stock number referred to in Table I is an aggregate number and represents 2,225 shares of common stock and 5,150 unvested performance based restricted stock units, for which the performance period has been satisfied. The performance based restricted stock units vest over a three year period, in which 33.33% of the performance based restricted stock units vest each year on the anniversary of the respective grant dates.
F2: These options are fully vested.
F3: 33.33% of the options vest on January 17, 2015, the first anniversary date of grant, and the remaining 66.67% of the options vest in equal monthly installments between February 17, 2015 and January 17, 2017.
F4: 33.33% of the options vest on January 11, 2014, the first anniversary date of grant, and the remaining 66.67% of the options either have vested or will vest in equal monthly installments between February 11, 2014 and January 11, 2016.
F5: 33.33% of the options vested on January 17, 2013, the first anniversary date of grant, and the remaining 66.67% of the options either have vested or will vest in equal monthly installments between February 17, 2013 and January 17, 2015.