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Intercontinental Exchange, Inc. — Director's Dealing 2013
Dec 5, 2013
29873_dirs_2013-12-05_489f1074-7f38-419e-8f3b-e98614765873.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: IntercontinentalExchange Group, Inc. (ICE)
CIK: 0001571949
Period of Report: 2013-12-03
Reporting Person: Vice Charles A (President&Chief Op. Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-12-03 | Common Stock | M | 889 | $112.48 | Acquired | 43607 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-12-03 | Empoyee Stock Option (right to buy) Holding | $112.48 | M | 889 | Disposed | 2021-01-11 | Common Stock (889) | Direct |
Footnotes
F1: The common stock number referred in Table I is an aggregate number and represents 25,953 shares of common stock of ICE Group and 17,654 unvested performance based restricted stock units of ICE Group, for which the performance period has been satisfied. The performance based restricted stock units vest over a three year period, in which 33.33% of the performance based restricted stock units vest each year on the anniversary of the respective grant dates.
F2: These options are fully vested.
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