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Interactive Brokers Group, Inc. — Director's Dealing 2020
Jan 3, 2020
29847_dirs_2020-01-03_915424ec-9545-492d-9138-3aad25df458e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Interactive Brokers Group, Inc. (IBKR)
CIK: 0001381197
Period of Report: 2019-12-31
Reporting Person: Frank Thomas AJ (Chief Information Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-12-31 | Class A common stock | A | 21234 | — | Acquired | 338510 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A common stock | 815458 | Indirect |
Footnotes
F1: This represents a grant of restricted stock units under the 2007 Stock Incentive Plan as amended ("Plan") that will vest 10% on 5/9/2020 and 15% on each of the first six anniversaries of 5/9/2020.
F2: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the Plan and (b) unvested restricted stock units that were awarded under the Plan.
F3: Represents number of securities owned by IBG Holdings LLC in which the Reporting Person has a pecuniary interest through his membership interest in IBG Holdings LLC.