INTELLINETICS, INC.

Regulatory Filings • Jun 28, 2023

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of

The Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): June 22, 2023

INTELLINETICS, INC.

(Exact name of Registrant as specified in its charter)

Nevada	001-41495	87-0613716
(State
or other jurisdiction	(Commission	(I.R.S
Employer
of
incorporation)	File
Number)	Identification
No.)

| 2190
Dividend Dr. , Columbus , Ohio | 43228 |
| --- | --- |
| (Address
of principal executive offices) | (Zip
code) |

Registrant’s telephone number, including area code : 614 - 921-8170

Intellinetics, Inc.

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the Registrant under any of the following provisions (see General Instruction A.2. below):

| ☐ | Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| --- | --- |
| ☐ | Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ☐ | Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ☐ | Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |

Securities registered pursuant to Section 12(b) of the Act:

| Title
of each class | Trading
Symbol(s) | Name
of each exchange on which registered |
| --- | --- | --- |
| Common
Stock, $0.001 par value | INLX | NYSE
American |

Securities registered pursuant to Section 12(g) of the Act: Common Stock, $0.001 par value

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

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Item 5.07 Submission of Matters to a Vote of Security Holders.

2023 Annual Meeting of Stockholders

On June 22, 2023, the Company held its 2023 Annual Meeting of Stockholders (the “2023 Annual Meeting”). A total of 4,073,757 shares of Common Stock, par value $.001 per share, were issued and outstanding on April 27, 2023, the record date for the 2023 Annual Meeting, and were entitled to vote thereat, of which 1,787,566 shares were present, in person or by proxy, thus constituting a quorum at the 2023 Annual Meeting.

Set forth below are the voting results on each of the three proposals submitted to and voted upon by the stockholders at the 2023 Annual Meeting, which proposals are described in the Company’s Proxy Statement for the 2023 Annual Meeting:

| Proposal
1 : |
| --- |
| The
following nominees were elected as directors, each to serve for a term of one year and until his or her successor is duly elected
and qualified, by the vote set forth below: |

William M. Cooke	1,678,420	698	108,448
James F. DeSocio	1,678,481	637	108,448
Roger Kahn	1,652,943	26,175	108,448
John Guttilla	1,678,481	637	108,448
Stanley P. Jaworski, Jr.	1,655,241	23,877	108,448
Paul Seid	1,678,472	637	108,448

| Proposal
2: |
| --- |
| The
adoption and approval of the Intellinetics Inc. 2023 Non-Employee Director Compensation Plan. |

For — 1,500,142	121,822	57,154	108,448

| Proposal
3: |
| --- |
| An
advisory vote on the compensation of our named executive officers. |

For — 1,597,344	74,924	6,850	108,448

| Proposal
4: |
| --- |
| The
appointment by the Audit Committee of GBQ Partners LLC as the Company’s independent registered public accounting firm for the
fiscal year ending December 31, 2023 was ratified, by the vote set forth below: |

For — 1,787,007	559	0

Item 9.01 Financial Statements and Exhibits.

(d) Exhibits

| Exhibit
No. | Name
of Exhibit |
| --- | --- |
| 104 | Cover
Page Interactive Data File (embedded within the Inline XBRL document) |

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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

| By: | /s/
James F. DeSocio |
| --- | --- |
| | James
F. DeSocio |
| | President
and Chief Executive Officer |
| Dated:
June 28, 2023 | |

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