INTELLINETICS, INC.

Regulatory Filings • Jun 17, 2020

8-K 1 form8-k.htm

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of

The Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): June 11, 2020

INTELLINETICS, INC.

(Exact name of Registrant as specified in its charter)

Nevada	000-31671	87-0613716
(State
or other jurisdiction	(Commission	(I.R.S
Employer
of
incorporation)	File
Number)	Identification
No.)

| 2190
Dividend Dr., Columbus, Ohio | 43228 |
| --- | --- |
| (Address
of principal executive offices) | (Zip
code) |

Registrant’s telephone number, including area code : 614-921-8170

Intellinetics, Inc.

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the Registrant under any of the following provisions (see General Instruction A.2. below):

| [ ] | Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| --- | --- |
| [ ] | Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| [ ] | Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| [ ] | Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |

Securities registered pursuant to Section 12(b) of the Act:

| Title
of each class | Name
of each exchange on which registered |
| --- | --- |
| None | N/A |

Securities registered pursuant to Section 12(g) of the Act: Common Stock, $0.001 par value

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

Emerging growth company [ ]

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [ ]

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Item 5.07 Submission of Matters to a Vote of Security Holders.

2020 Annual Meeting of Stockholders

On June 11, 2020, Intellinetics, Inc., a Nevada corporation (the “Company”), held its 2020 Annual Meeting of Stockholders (the “2020 Annual Meeting”). A total of 2,810,865 shares of Common Stock, par value $.001 per share, were issued and outstanding on April 24, 2020, the record date for the 2020 Annual Meeting, and were entitled to vote thereat, of which 1,674,452 shares were present, in person, by proxy or via internet, thus constituting a quorum at the 2020 Annual Meeting.

Set forth below are the voting results on each of the five proposals submitted to and voted upon by the stockholders at the 2020 Annual Meeting, which proposals are described in the Company’s Proxy Statement for the 2020 Annual Meeting:

| Proposal
1 : |
| --- |
| The
following nominees were elected as directors, each to serve for a term of one year and until his or her successor is duly
elected and qualified, by the vote set forth below: |

James F. DeSocio	1,601,175	79	73,198
Matthew L. Chretien	1,601,175	79	73,198
Rye D’Orazio	1,601,175	79	73,198
Robert C. Schroeder	1,601,175	79	73,198
Sophie Pibouin	1,601,175	79	73,198
Roger Kahn	1,601,175	79	73,198

| Proposal
2: |
| --- |
| The
Plan Amendment to the 2015 Intellinetics, Inc. Equity Incentive Plan including an increase in the number of shares of stock
authorized for issuance under the plan by 130,000 shares to a total of 200,000 shares is duly adopted and approved, by the
vote set forth below: |

For — 1,491,209	95,339	14,706	73,198

| Proposal
3: |
| --- |
| The
compensation of the Company’s named executive officers was approved, on an advisory, non-binding basis, by the vote
set forth below: |

For — 1,574,268	11,915	15,071	73,198

| Proposal
4: |
| --- |
| The
proposal to hold an advisory vote every three years on the compensation of the Company’s named executive officers was
approved, on an advisory, non-binding basis, by the votes set forth below: |

Every Three Years — 1,105,458	142,042	268,587	85,167	73,198

| Proposal
5: |
| --- |
| The
appointment by the Audit Committee of GBQ Partners LLC as the Company’s independent registered public accounting firm
for the fiscal year ending December 31, 2020 was ratified, by the vote set forth below: |

For — 1,607,658	49	66,745

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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

| By: | /s/
James F. DeSocio |
| --- | --- |
| | James
F. DeSocio |
| | President
and Chief Executive Officer |
| Dated:
June 17, 2020 | |

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