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Intellicheck, Inc. — Director's Dealing 2017
Jul 13, 2017
34162_dirs_2017-07-13_c6e0dd11-e20b-4ba0-bd57-aa39e93e0535.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Intellicheck, Inc. (IDN)
CIK: 0001040896
Period of Report: 2017-07-11
Reporting Person: AWM Investment Company, Inc. (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-07-11 | Common Stock | S | 28014 | $3.7307 | Disposed | 1597447 | Indirect |
| 2017-07-12 | Common Stock | S | 1386 | $3.75 | Disposed | 1596061 | Indirect |
| 2017-07-13 | Common Stock | S | 34052 | $3.6973 | Disposed | 1562009 | Indirect |
Footnotes
F1: This is a weighted average price.
F2: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Cayman Fund, L.P. (CAYMAN), Special Situations Fund III QP, L.P. (SSFQP), Special Situations Private Equity Fund, L.P. (SSPE and together with CAYMAN and SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 317,611 Shares of common stock of the Issuer (the Shares) held by CAYMAN, 910,205 Shares held by SSFQP and 334,193 Shares held by SSPE.
F3: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM.
The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not
be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the
Securities Exchange Act of 1934, as amended, or for any other purpose.