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Intellicheck, Inc. — Director's Dealing 2015
Jan 15, 2015
34162_dirs_2015-01-15_c689f4ca-e10a-44e2-b3da-b51593329a44.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Intellicheck Mobilisa, Inc. (IDN)
CIK: 0001040896
Period of Report: 2015-01-09
Reporting Person: AWM Investment Company, Inc. (10% Owner)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1985022 | Indirect |
Footnotes
F1: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Cayman Fund, L.P. (CAYMAN), Special Situations Fund III QP, L.P. (SSFQP), Special Situations Private Equity Fund, L.P. (SSPE and together with CAYMAN and SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 407,354 Shares of common stock of the Issuer (the Shares) held by CAYMAN, 1,170,316 Shares held by SSFQP and 407,352 Shares held by SSPE.
F2: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM.
The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not
be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the
Securities Exchange Act of 1934, as amended, or for any other purpose.