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INTEL CORP — Regulatory Filings 2011
May 17, 2011
29808_rns_2011-05-17_32dcfa6e-e885-4cd9-90d0-8daf0f457cd8.zip
Regulatory Filings
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144 1 form144.htm FORM 144 Form 144: Notice of Proposed Sale of Securities
| UNITED
STATES — SECURITIES
AND EXCHANGE COMMISSION | | | | | OMB
APPROVAL — OMB
Number: | 3235-0101 |
| --- | --- | --- | --- | --- | --- | --- |
| Washington,
D.C. 20549 | | | | | Expires: | March 31, 2011 |
| | | | | | Estimated
average burden | |
| FORM
144 | | | | | hours
per response | 2.00 |
| NOTICE
OF PROPOSED SALE OF SECURITIES | | | | | SEC
USE ONLY | |
| PURSUANT
TO RULE 144 UNDER THE SECURITIES ACT OF 1933 | | | | | DOCUMENT
SEQUENCE NO. | |
| | | | | | CUSIP
NUMBER | |
| ATTENTION: Transmit
for filing 3 copies of this form concurrently with either placing an order with
a broker to execute sale or
executing a sale directly with a market maker. | | | | | | |
| 1 (a) NAME OF ISSUER (Please type or
print) | | (b) IRS IDENT. NO. | (c) S.E.C. FILE NO | | WORK
LOCATION | |
| Clearwire Corp /DE | | 00-0000000 | 001-34196 | | | |
| 1 (d) ADDRESS OF ISSUER | STREET | CITY | STATE | ZIP
CODE | (e) TELEPHONE NO | |
| | 4400 Carillon Point | Kirkland | WA | 98033 | | |
| 2 (a) NAME OF PERSON FOR
WHOSE ACCOUNT THE SECURITIES ARE TO BE SOLD | (b) RELATIONSHIP TO ISSUER | (c) ADDRESS STREET | | CITY | STATE | ZIP
CODE |
| INTEL CORP | 10% Stockholder | 2200 MISSION COLLEGE BLVD | | SANTA CLARA | CA | 95054 |
INSTRUCTION: The person filing this notice should contact the issuer to obtain the I.R.S. Identification Number and the S.E.C. File Number.
| 3
( a) | (b) | SEC
USE ONLY | (c) | (d) | (e) | (f) | (g) |
| --- | --- | --- | --- | --- | --- | --- | --- |
| Title
of the | | | Number
of Shares | Aggregate | Number
of Shares | Approximate | Name
of Each |
| Class
of | Name
and Address of Each Broker Through Whom the | Broker-Dealer | or
Other Units | Market | or
Other Units | Date
of Sale | Securities |
| Securities
To Be Sold | Securities
are to be Offered or Each Market Maker | File
Number | To
Be Sold | Value | Outstanding | (See
instr. 3(f)) | Exchange |
| | who
is Acquiring the Securities | | (See
instr. 3(c)) | (See
instr. 3(d)) | (See
instr. 3(e)) | (MO.
DAY YR.) | (See
instr. 3(g)) |
| Class A Common Stock, par value $0.0001 per share | Credit Suisse One Madison Avenue New York, NY 10010-3629 | | 10,000,000 | $41,400,000 | 246,203,320 | May 16, 2011 | NASDAQ Global Select Market |
| INSTRUCTIONS: — 1. | (a) | Name
of issuer | (a) | Title
of the class of securities to be sold |
| --- | --- | --- | --- | --- |
| | (b) | Issuer’s
I.R.S. Identification Number | (b) | Name
and address of each broker through whom the securities are intended to be sold |
| | (c) | Issuer’s
S.E.C. file number, if any | (c) | Number
of shares or other units to be sold (if debt securities, give the aggregate
face amount) |
| | (d) | Issuer’s
address, including zip code | (d) | Aggregate
market value of the securities to be sold as of a specified date within 10 days
prior to filing of this notice |
| | (e) | Issuer’s
telephone number, including area code | (e) | Number
of shares or other units of the class outstanding, or if debt securities the
face amount thereof outstanding, as shown by the most recent report or
statement published by the issuer |
| | | | (f) | Approximate
date on which the securities are to be sold |
| 2. | (a) | Name
of person for whose account the securities are to be sold | (g) | Name
of each securities exchange, if any, on which the securities are intended to be
sold |
| | (b) | Such
person’s relationship to the issuer (e.g., officer, director, 10%
stockholder, or member of immediate family of any of the foregoing) | | |
| | (c) | Such
person’s address, including zip code | | |
Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. SEC 1147 (08-07)
TABLE I — SECURITIES TO BE SOLD
Furnish the following information with respect to the acquisition of the securities to be sold
and with respect to the payment of all or any part of the purchase price or other consideration therefor:
| Title
of the
Class | Date
you Acquired | Nature
of Acquisition Transaction | Name
of Person from Whom Acquired ( If
gift, also give date donor acquired ) | Amount
of Securities
Acquired | Date
of Payment | Nature
of Payment |
| --- | --- | --- | --- | --- | --- | --- |
| Class A Common Stock, par value $0.0001 per share | 11/28/2008 | (1) | Clearwire Corporation | 36,666,666 | 11/28/2008 | (2) |
INSTRUCTIONS: I f the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.
TABLE II — SECURITIES SOLD DURING THE PAST 3 MONTHS
Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.
| Name
and Address of Seller | Title
of Securities Sold | Date
of Sale | Amount
of Securities
Sold | Gross
Proceeds |
| --- | --- | --- | --- | --- |
| INTEL CORPORATION 2200 MISSION COLLEGE BOULEVARD SANTA CLARA, CA 95052 | Class A Common Stock, par value $0.0001 per share | (3) | $0 | $0 |
EXPLANATION OF RESPONSES:
- Merger -- Clearwire Corporation, the predecessor to the Issuer ("Old Clearwire"), merged with Clearwire LLC, and each share of Class A Common Stock of Old Cleawire was converted into one share of Class A Common Stock of the Issuer.
- Class A Common Stock of Old Clearwire converted in the Merger; such Old Clearwire shares originally were acquired for cash.
- No securities sold during the three months prior to the filing of this notice.
REMARKS:
| INSTRUCTIONS: | ATTENTION: |
|---|---|
| See | |
| the definition of “person” in paragraph (a) of Rule 144. | |
| Information is to be given not only as to the person for whose account the | |
| securities are to be sold but also as to all other persons included in that | |
| definition. In addition, information shall be given as to sales by all persons | |
| whose sales are required by paragraph (e) of Rule 144 to be aggregated with | |
| sales for the account of the person filing this notice. | The |
| person for whose account the securities to which this notice relates are to be | |
| sold hereby represents by signing this notice that he does not know any | |
| material adverse information in regard to the current and prospective | |
| operations of the Issuer of the securities to be sold which has not been | |
| publicly disclosed. If such person has adopted a written trading plan or given | |
| trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing | |
| the form and indicating the date that the plan was adopted or the instruction | |
| given, that person makes such representation as of the plan adoption or | |
| instruction date. |
| May
16,
2011 | |
| --- | --- |
| DATE
OF NOTICE | (SIGNATURE) |
| DATE
OF PLAN ADOPTION OR GIVING OF INSTRUCTION, IF RELYING ON RULE 10B5-1 | The
notice shall be signed by the person for whose account the securities are to be
sold. At least one copy
of the notice shall be manually signed. Any copies not manually signed shall
bear typed or printed signatures. |
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)
SEC 1147 (02-08)