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INTEL CORP — Major Shareholding Notification 2017
Feb 10, 2017
29808_mrq_2017-02-10_77338bc9-5c13-4ee4-9291-e5d58188a053.zip
Major Shareholding Notification
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SC 13G/A 1 d348499dsc13ga.htm SC 13G/A SC 13G/A
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 1)*
SMART TECHNOLOGIES, INC.
(Name of Issuer)
Common Shares
(Title of Class of Securities)
83172R207
(CUSIP Number)
December 31, 2016
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
☐ Rule 13d-1(b)
☐ Rule 13d-1(c)
☒ Rule 13d-1(d)
- The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934, as amended (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
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CUSIP No. 83172R207
| 1. | Names of
Reporting Persons I.R.S. Identification No. of Above Persons (Entities Only) Intel Corporation 94-1672743 | |
| --- | --- | --- |
| 2. | Check the Appropriate Box if a Member
of a Group (See Instructions) (a) ☐ (b) ☐ | |
| 3. | SEC Use Only | |
| 4. | Citizenship or Place of
Organization Delaware | |
| Number of Shares Beneficially Owned by Each Reporting Person With | 5. | Sole Voting Power 0 |
| | 6. | Shared Voting Power 0 |
| | 7. | Sole Dispositive Power 0 |
| | 8. | Shared Dispositive Power 0 |
| 9. | Aggregate Amount Beneficially Owned by Each Reporting Person 0 | |
| 10. | Check if the Aggregate Amount in Row
(9) Excludes Certain Shares (See Instructions) ☐ | |
| 11. | Percent of Class Represented by Amount
in Row (9) 0.0% | |
| 12. | Type of Reporting Person (See
Instructions) CO | |
- As disclosed in the Form 6-K filed by the Issuer with the Securities and Exchange Commission on September 22, 2016, the Issuer and Foxconn Technology Group (Foxconn) completed a plan of arrangement under the Business Corporations Act (Alberta) on September 14, 2016 pursuant to which Foxconn acquired all of the issued and outstanding common shares of Issuer. As a result of such transaction, the Reporting Person ceased to be a beneficial owner of the Issuers Common Shares.
Page 2 of 5
ITEM 1.
(a) Name of Issuer
SMART Technologies Inc.
(b) Address of Issuers Principal Executive Offices
3636 Research Road NW
Calgary, Alberta
Canada T2L 1Y1
ITEM 2.
(a) Name of Person(s) Filing
Intel Corporation
(b) Address of Principal Business Office or, if none, Residence
2200 Mission College Boulevard
Santa Clara, California 95054-1549
(c) Citizenship
Delaware
(d) Title of Class of Securities
Common Shares
(e) CUSIP Number
83172R207
ITEM 3. If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
Not applicable
Page 3 of 5
ITEM 4. Ownership
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
(a), (b), and (c)
| Reporting Persons | Number of Shares With Sole Voting and Dispositive
Power | Number of Shares With Shared
Voting and Dispositive Power | Aggregate Number of Shares Beneficially Owned | Percentage of Class Beneficially
Owned |
| --- | --- | --- | --- | --- |
| Intel Corporation | 0 | 0 | 0 | 0.0%* |
- As disclosed in the Form 6-K filed by the Issuer with the Securities and Exchange Commission on September 22, 2016, the Issuer and Foxconn Technology Group (Foxconn) completed a plan of arrangement under the Business Corporations Act (Alberta) on September 14, 2016 pursuant to which Foxconn acquired all of the issued and outstanding common shares of Issuer. As a result of such transaction, the Reporting Person ceased to be a beneficial owner of the Issuers Common Shares.
ITEM 5. Ownership of Five Percent or Less of a Class
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following ☒.
ITEM 6. Ownership of More than Five Percent on Behalf of Another Person
Not applicable.
ITEM 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person
Not applicable.
ITEM 8. Identification and Classification of Members of the Group
Not applicable.
ITEM 9. Notice of Dissolution of Group
Not applicable.
ITEM 10. Certification
Not Applicable.
Page 4 of 5
Signature
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: February 10, 2017
| INTEL CORPORATION | |
|---|---|
| By: | /s/ SUZAN A. MILLER |
| Name: | Suzan A. Miller |
| Title: | Corporate Vice President, Deputy General Counsel and Corporate Secretary |
INTEL CORPORATION
POWER OF ATTORNEY
The undersigned hereby constitutes and appoints Suzan A. Miller and Steven R. Rodgers, and with full power of substitution, the undersigneds true and lawful attorney-in-fact with full power to execute and file with the Securities and Exchange Commission and any stock exchange or similar authority, any report required to be filed pursuant to Section 13 of the Securities Exchange Act of 1934 (as amended, the Act), with respect to securities which may be deemed to be beneficially owned by the Company under the Act, giving and granting unto said attorney-in-fact the power and authority to act in the premises as fully and to all intents and purposes as the Company might or could do if personally present by one of its authorized signatories, hereby ratifying and confirming all that said attorney-in-fact shall lawfully do or cause to be done by virtue hereof.
This Power of Attorney shall remain in full force and effect until either revoked in writing by the undersigned or until such time as the person to whom power of attorney has been hereby granted ceases to be an employee of Intel Corporation.
The undersigned has caused this Power of Attorney to be executed as of October 10, 2016.
| INTEL CORPORATION | |
|---|---|
| By: | /s/ Robert H. Swan |
| Robert H. Swan | |
| Executive Vice President and Chief Financial Officer |
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