INTEL CORP — Director's Dealing 2021

Jan 29, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Vuzix Corp (VUZI)
CIK: 0001463972
Period of Report: 2021-01-28

Reporting Person: INTEL CORP (10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-01-28	Common Stock, par value $0.001	C	4962600	—	Acquired	4962600	Direct
2021-01-28	Common Stock, par value $0.001	S	550086	$12.6307	Disposed	4412514	Direct
2021-01-28	Common Stock, par value $0.001	S	299035	$12.2582	Disposed	4113479	Direct
2021-01-28	Common Stock, par value $0.001	S	4113479	$11.30	Disposed	0	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-01-28	Series A Convertible Preferred Stock	$	C	49626	Disposed		Common Stock (4962600)	Direct

Footnotes

F1: On January 28, 2021, the Reporting Person delivered to the Issuer a notice of conversion with respect to 49,626 shares of Series A Convertible Preferred Stock held by the Reporting Person. Each share of Series A Convertible Preferred Stock was convertible into 100 shares Common Stock. As a result, the 49,626 shares of Series A Convertible Preferred Stock converted into 4,962,600 shares of Common Stock.

F2: This transaction was executed in multiple trades at prices ranging from $12.35 to $13.32. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3: This transaction was executed in multiple trades at prices ranging from $12.25 to $12.31. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4: The Series A Convertible Preferred Stock was convertible at any time, at the option of the Reporting Person, and had no expiration date.