AI assistant
INTEL CORP — Director's Dealing 2019
Feb 1, 2019
29808_dirs_2019-02-01_5ff010a0-c690-4298-80e3-2ce74599b3cf.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: INTEL CORP (INTC)
CIK: 0000050863
Period of Report: 2019-01-29
Reporting Person: SWAN ROBERT HOLMES (Director, CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-01-30 | Common Stock | M | 2946 | — | Acquired | 140048 | Direct |
| 2019-01-30 | Common Stock | F | 1021 | $47.07 | Disposed | 139027 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-01-29 | Phantom Stock Units | $ | A | 615.074 | Acquired | Common Stock (615.074) | Direct | |
| 2019-01-30 | Restricted Stock Units | $ | M | 2946 | Disposed | Common Stock (2946) | Direct | |
| 2019-01-30 | Performance-Based Stock Units | $ | A | 259957 | Acquired | Common Stock (259957) | Direct | |
| 2019-01-30 | Performance-Based Stock Units | $ | A | 12579 | Acquired | Common Stock (12579) | Direct | |
| 2019-01-30 | Restricted Stock Units | $ | A | 64990 | Acquired | Common Stock (64990) | Direct | |
| 2019-01-30 | Restricted Stock Units | $ | A | 12579 | Acquired | Common Stock (12579) | Direct | |
| 2019-01-31 | Phantom Stock Units | $ | A | 79.447 | Acquired | Common Stock (79.447) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3364 | Indirect |
Footnotes
F1: Each restricted stock unit represents the right to receive, following vesting, one share of Intel Corporation common stock.
F2: Each phantom stock unit represents the right to receive the cash value of one share of Intel common stock.
F3: Phantom stock units are acquired under the Intel Sheltered Employee Retirement Plan Plus and are payable in cash following termination of the reporting person's employment. The reporting person may transfer the phantom stock units into an alternative investment account under the plan.
F4: Unless earlier forfeited under the terms of the RSU, 1/12th of the awards vest and convert into common stock in twelve substantially equal quarterly tranches, beginning on April 30, 2018. If the quarterly vesting date falls on a non-business date, the next business date shall apply.
F5: Each performance-based stock unit (PSU) represents the right to receive, following vesting, up to 200% of one share of Intel common stock. The number of shares of Intel common stock acquired upon vesting of the PSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning with the first day of the fiscal year of the grant date and ending on the last day of the fiscal year of the second anniversary of the grant date.
F6: Unless earlier forfeited under the terms of the PSU, each PSU vests and converts into no more than 200% of one share of Intel common stock on January 31, 2022, unless that date falls on a non-business date, in which case the next business date shall apply.
F7: Unless earlier forfeited under the terms of the RSU, 1/12th of the awards vest and convert into common stock in twelve substantially equal quarterly tranches, beginning on April 30, 2019. If the quarterly vesting date falls on a non-business date, the next business date shall apply.