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INTEL CORP — Director's Dealing 2017
May 5, 2017
29808_dirs_2017-05-04_68909171-a4a4-4850-8109-547d99721779.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Cloudera, Inc. (CLDR)
CIK: 0001535379
Period of Report: 2017-05-03
Reporting Person: INTEL CORP (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-05-03 | Common Stock | C | 20545130 | — | Acquired | 24865827 | Direct |
| 2017-05-03 | Common Stock | P | 1200000 | $15.00 | Acquired | 26065827 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-05-03 | Series A Preferred Stock | $ | C | 2988629 | Disposed | Common Stock (2988629) | Direct | |
| 2017-05-03 | Series B Preferred Stock | $ | C | 3043433 | Disposed | Common Stock (3043433) | Direct | |
| 2017-05-03 | Series C Preferred Stock | $ | C | 844564 | Disposed | Common Stock (844564) | Direct | |
| 2017-05-03 | Series D Preferred Stock | $ | C | 928693 | Disposed | Common Stock (928693) | Direct | |
| 2017-05-03 | Series E Preferred Stock | $ | C | 745143 | Disposed | Common Stock (745143) | Direct | |
| 2017-05-03 | Series F-1 Preferred Stock | $ | C | 11994668 | Disposed | Common Stock (11994668) | Direct |
Footnotes
F1: Each share of Cloudera, Inc. ("Issuer") Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F-1 Preferred Stock was convertible by the Reporting Person into one share of Issuer Common Stock at any time, had no expiration date and automatically converted into one share of Issuer Common Stock immediately prior to the completion of the Issuer's initial public offering of Common Stock on May 3,2017.
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