AI assistant
INTEL CORP — Director's Dealing 2016
Oct 20, 2016
29808_dirs_2016-10-19_53576949-3b62-4584-8f1d-e73400361e21.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: INTEL CORP (INTC)
CIK: 0000050863
Period of Report: 2016-10-10
Reporting Person: Bryant Diane M (EVP, GM Data Center Group)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 111939 | Direct |
| Common Stock | 98.8 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $21.06 | 2020-01-24 | Common Stock (204300) | Direct | |
| Employee Stock Option (Right to Buy) | $20.30 | 2020-01-22 | Common Stock (45000) | Direct | |
| Performance-based Restricted Stock Units | $0 | Common Stock (53760) | Direct | ||
| Performance-based Restricted Stock Units | $0 | Common Stock (45740) | Direct | ||
| Performance-based Restricted Stock Units | $0 | Common Stock (61140) | Direct | ||
| Restricted Stock Units | $0 | Common Stock (7977) | Direct | ||
| Restricted Stock Units | $0 | Common Stock (20571) | Direct | ||
| Restricted Stock Units | $0 | Common Stock (14300) | Direct | ||
| Restricted Stock Units | $0 | Common Stock (44326) | Direct |
Footnotes
F1: Unless earlier forfeited or accelerated under the terms of the option, the option vests in four equal annual installments beginning on the first anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply.
F2: Unless earlier forfeited under the terms of the Performance-based RSU, each Performance-based RSU vests and converts into no less than 0% and no more than 200% of one share of Intel common stock three years and one month after the grant date (together with the dividend equivalent shares thereon), unless that date falls on a non-business date, in which case the next business date shall apply.
F3: Each Performance-based Restricted Stock Unit (RSU) represents the right to receive, following vesting, no less than 0% and no more than 200% of one share of Intel common stock, together with dividend equivalent shares on the vested number of shares. The resulting number of shares of Intel common stock acquired upon vesting of the Performance-based RSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year period beginning on the grant date and ending on the third anniversary of the grant date, unless that date falls on a date that the NASDAQ Stock Market is closed, in which case the next business date that the NASDAQ Stock Market is open shall apply.
F4: Unless earlier forfeited under the terms of the RSU, 1/12th of the awards vest and convert into common stock in twelve substantially equal quarterly tranches, beginning on April 23, 2014. If the quarterly vesting date falls on a non-business date, the next business date shall apply.
F5: Each restricted stock unit represents the right to receive, following vesting, one share of Intel Corporation common stock.
F6: Unless earlier forfeited under the terms of the RSU, 1/12th of the awards vest and convert into common stock in twelve substantially equal quarterly tranches, beginning on April 23, 2015. If the quarterly vesting date falls on a non-business date, the next business date shall apply.
F7: Unless earlier forfeited under the terms of the RSU, 1/12th of the award vests and converts into common stock in twelve substantially equal quarterly tranches, beginning on October 27, 2016. If the quarterly vesting date falls on a non-business date, the next business date shall apply.
F8: Unless earlier forfeited under the terms of the RSU, 1/12th of the awards vest and convert into common stock in twelve substantially equal quarterly tranches, beginning on April 25, 2016. If the quarterly vesting date falls on a non-business date, the next business date shall apply.