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INSIGNIA FINANCIAL LTD Major Shareholding Notification 2021

Oct 31, 2021

65104_rns_2021-10-31_08b4c1dc-4b8c-4db9-ab5e-3e93dbc39cdd.pdf

Major Shareholding Notification

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Form 603

Corporations Act 2001 Section 671B Notice of initial substantial holder

To
Company Name/Scheme
ACN/ARSN
1. Details of substantial holder (1)
Name
ACN/ARSN (if applicable)
The holder became a substantial holder on
IOOF Holdings Ltd
100 103 722
First Sentier Investors Holdings PtyLimited ACN 630 725 558 and its related bodies corporate listed in annexure A
630 725 558
28/10/2021

2. Details of voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:

Class of securities (4) Number of securities Person's votes (5) Voting power (6)
Fully Paid ordinary shares 33,157,930 33,157,930 5.11%

*Note these securities are comprised of 31,565,853 shares in which First Sentier Investors Holdings Pty Limited and its subsidiaries have voting power and 1,592,077 securities in which First Sentier Investors Holdings Pty Limited's ultimate parent, Mitsubishi UFJ Financial Group, Inc. on and from 2 August 2019, has informed it that it has voting power prior to the date of this notice.

3. Details of relevant interests

The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:

Holder of relevant interest Nature of relevant interest (7) Class and number of securities
First Sentier Investors Realindex Pty Ltd
ACN 133 312 017
Relevant interest under paragraph 608(1)(b) and/or 608(1)(c) of the
Corporations Act 2001 (Cth), being a relevant interest arising from having
the power to control the exercise of the right to vote attached to securities
and/or to control the exercise of the power to dispose of securities in its
capacity as investment manager, as provided for under its investment
mandates. In addition, if any OTC derivatives, warrants or other securities
(other than ordinary shares or ordinary units (as applicable)) are referred to
below in this row, the relevant interest in respect of those securities arises
under subsection 608(8) being an accelerated relevant interest held in the
same capacity.
7,297,342
Fully Paid ordinary shares
First Sentier Investors (Australia) IM Ltd
ACN 114 194 311
Relevant interest under paragraph 608(1)(b) and/or 608(1)(c) of the
Corporations Act 2001 (Cth), being a relevant interest arising from having
the power to control the exercise of the right to vote attached to securities
and/or to control the exercise of the power to dispose of securities in its
capacity as investment manager, as provided for under its investment
mandates. In addition, if any OTC derivatives, warrants or other securities
(other than ordinary shares or ordinary units (as applicable)) are referred to
below in this row, the relevant interest in respect of those securities arises
under subsection 608(8) being an accelerated relevant interest held in the
same capacity.
24,268,511
Fully Paid ordinary shares
Mitsubishi UFJ Financial Group Mitsubishi UFJ Financial Group Inc. (MUFG) owns 100% of First Sentier
Investors Holdings Pty Limited (indirectly) and has informed First Sentier
Investors Holdings Pty Limited that it has a relevant interest in the shares
noted in this column. Accordingly, First Sentier Investors Holdings Pty
Limited has a relevant interest or voting power in those shares pursuant to
section 608(3) or section 12(2)(a) of the Corporations Act (as relevant).
MUFG has not provided any further details of that relevant interest -
accordingly no transaction information is recorded in Appendix B or holder
information is recorded in Section 4. Reference is made to any subsequent
filing of MUFG which will reflect this interest.
1,592,077
Fully Paid ordinary shares

4. Details of present registered holders

The persons registered as holders of the securities referred to in paragraph 3 above are as follows:

Holder of relevant
interest
Registered holder of
securities
Person entitled to be
registered as holder(8)
Class and number of securities
First Sentier Investors Realindex Pty Ltd ACN 133 312 017 Citibank N A Hong Kong 4,422,689 Fully Paid ordinary
shares
First Sentier Investors Realindex Pty Ltd ACN 133 312 017 Citicorp Nominees Pty Limited
(Australia)
1,661,247 Fully Paid ordinary
shares
First Sentier Investors Realindex Pty Ltd ACN 133 312 017 HSBC Bank Australia Limited 269,694 Fully Paid ordinary
shares
First Sentier Investors Realindex Pty Ltd ACN 133 312 017 National Custodian Services 790,278 Fully Paid ordinary
shares
First Sentier Investors Realindex Pty Ltd ACN 133 312 017 State Street Global Services 153,434 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN 114 194 311 BNP Paribas Securities 889,922 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN 114 194 311 Citibank N A Hong Kong 3,910,328 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN 114 194 311 Citicorp Nominees Pty Limited
(Australia)
7,392,423 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN 114 194 311 JP Morgan Chase Bank NA 5,152,214 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN 114 194 311 National Custodian Services 505,311 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN 114 194 311 Northern Trust Company 4,563,966 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN 114 194 311 State Street Global Advisors
(Australia)Limited
1,854,347 Fully Paid ordinary
shares
Mitsubishi UFJ Financial Group Mitsubishi UFJ Financial Group 1,592,077 Fully Paid ordinary
shares

5. Consideration

The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:

Holder of relevant
interest
Date of acquisition Consideration (9) Consideration (9) Class and number of securities
Cash Non-cash
See annexure B to this notice

6. Associates

The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:

Name and ACN/ARSN (if applicable) Nature of association
First Sentier Investors Realindex Pty Ltd
ACN 133 312 017
A wholly-owned subsidiary, and therefore related body corporate, of First Sentier Investors
Holdings PtyLimited
ACN 114 194 311
First Sentier Investors (Australia) IM Ltd
A wholly-owned subsidiary, and therefore related body corporate, of First Sentier Investors
Holdings PtyLimited
Mitsubishi UFJ Financial Group Each company referred to is an associate of Mitsubishi UFJ Financial Group, Inc. under section
12 of the Corporations Act

7. Addresses

The addresses of persons named in this form are as follows:

The addresses of persons named in this form are as follows:
Name Address
First Sentier Investors Realindex Pty Ltd ACN 133 312 017 Level 5, Tower Three International Towers Sydney, 300 Barangaroo Avenue, Barangaroo NSW
2000, Australia
First Sentier Investors (Australia) IM Ltd ACN 114 194 311 Level 5, Tower Three International Towers Sydney, 300 Barangaroo Avenue, Barangaroo NSW
2000, Australia
Mitsubishi UFJ Financial Group 2-7-1, Marunouchi, Chiyoda-ku, Tokyo 100-8330, Japan

Signature

print name
Pauline O'Connor
capacity Company Secretary
sign here date 01/11/2021

Annexure A

This is Annexure A referred to in Form 603, Notice of initial substantial holder dated 28/10/2021

==> picture [68 x 25] intentionally omitted <==

Pauline O'Connor Company Secretary Dated the 01/11/2021
SCHEDULE
First Sentier Investors (Malta) Limited (Company Code C41267)
First Sentier Investors (Malta) Holdings Limited (Company Code C41260)
CFSIM (Company No. 00153197)
First Sentier Investors (Luxembourg) EDIF II GP S.Á.R.L (Company No. B204413)
First Sentier Investors (Australia) Services Pty Limited (ACN 624 305 595)
First Sentier Investors (Australia) IM Ltd (ACN 114 194 311)
First Sentier Investors (Australia) Infrastructure Holdings Ltd (ACN 085 313 926)
First Sentier Investors (Australia) Infrastructure Managers Pty Ltd (ACN 101 384 294)
First Sentier Investors Strategic Investments Pty Limited (ACN 625 765 399)
First Sentier Investors (Australia) RE Ltd (ACN 006 464 428)
First Sentier Investors Asia Holdings Limited (ACN 054 571 701)
First Sentier Investors Realindex Pty Ltd (ACN 133 312 017)
First Sentier Investors (Luxembourg) EDIF I Feeders MC S.A.R.L (Company No. B134314)
First Sentier Infrastructure Managers (International) Limited (Company No. 298444)
First Sentier Investors (UK) IM Limited (Company No. SC047708)
First Sentier Investors (UK) Services Limited (Company No. 03904320)
First Sentier Investors (Hong Kong) Limited (CR No. 0206616)
First Sentier Investors (Ireland) Limited (Company No. 629188)
First Sentier Investors (Japan) Limited (Company No. 0104-01-093090)
First Sentier Investors (Singapore) (COMPANY NO. 196900420D)
First Sentier Investors Europe Holdings Limited (Company No. 03904310)
First Sentier Investors (UK) Funds Limited (Company No. 02294743)
First Sentier Investors (US) LLC (File Number 546 9442)
First Sentier Investors (Luxembourg) EDIF I MC S.A.R.L (Company No. B128117)
First Sentier Investors (Singapore) Holdings Limited (Registration No. 199901706Z)
First Sentier Investors International IM Limited (Company No. SC079063)
First Sentier Investors (Hong Kong) Nominees Limited (CR NO. 0206615)
FSIB LTD (Registration No. 26193)
Mitsubishi UFJ Financial Group, Inc (Registration No. 0100-01-073486)
Mitsubishi UFJ Trust and Banking Corporation (Registration No. 0100-01-008770)
SI Holdings Limited (Company No. SC109439)
First Sentier Investors (Hong Kong) AMC Limited (CR NO. 0580652)

Annexure B

This is Annexure B referred to in Form 603, Notice of initial substantial holder dated

28/10/2021

==> picture [66 x 24] intentionally omitted <==

Dated the 01/11/2021
Company Secretary
Pauline O'Connor
Dated the 01/11/2021
Company Secretary
Pauline O'Connor
Dated the 01/11/2021
Company Secretary
Pauline O'Connor
Dated the 01/11/2021
Company Secretary
Pauline O'Connor
Dated the 01/11/2021
Company Secretary
Pauline O'Connor
Dated the 01/11/2021
Company Secretary
Pauline O'Connor
Holder of relevant Interest Date of Acquisition Consideration Cash Consideration non-cash Class and number of securities affected
First Sentier Investors Realindex Pty Ltd ACN
133 312 017
29/06/2021 265,423 61,583 Fully Paid ordinary
shares
First Sentier Investors Realindex Pty Ltd ACN
133 312 017
01/07/2021 74,518 17,575 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
02/07/2021 94,184 21,663 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
02/07/2021 251,906 57,940 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
02/07/2021 91,889 21,135 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
02/07/2021 59,498 13,685 Fully Paid ordinary
shares
First Sentier Investors Realindex Pty Ltd ACN
133 312 017
02/07/2021 20,017 4,591 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
05/07/2021 149,085 34,285 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
05/07/2021 631,170 145,150 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
05/07/2021 230,230 52,946 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
05/07/2021 235,996 54,272 Fully Paid ordinary
shares
First Sentier Investors Realindex Pty Ltd ACN
133 312 017
07/07/2021 72,704 16,987 Fully Paid ordinary
shares
First Sentier Investors Realindex Pty Ltd ACN
133 312 017
08/07/2021 39,678 9,314 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
09/07/2021 146,443 34,735 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
09/07/2021 89,181 21,153 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
09/07/2021 30,971 7,346 Fully Paid ordinary
shares
First Sentier Investors Realindex Pty Ltd ACN
133 312 017
13/07/2021 48,860 11,416 Fully Paid ordinary
shares
First Sentier Investors Realindex Pty Ltd ACN
133 312 017
16/07/2021 22,277 5,133 Fully Paid ordinary
shares
First Sentier Investors Realindex Pty Ltd ACN
133 312 017
21/07/2021 34,373 8,126 Fully Paid ordinary
shares
First Sentier Investors Realindex Pty Ltd ACN
133 312 017
22/07/2021 13,907 3,197 Fully Paid ordinary
shares
First Sentier Investors Realindex Pty Ltd ACN
133 312 017
28/07/2021 16,840 3,953 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
29/07/2021 30,578 7,178 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
04/08/2021 13,422 3,123 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
05/08/2021 712,232 164,941 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
06/08/2021 175,124 40,022 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
06/08/2021 35,080 8,017 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
06/08/2021 51,808 11,840 Fully Paid ordinary
shares
First Sentier Investors Realindex Pty Ltd ACN
133 312 017
11/08/2021 72,919 15,449 Fully Paid ordinary
shares
First Sentier Investors Realindex Pty Ltd ACN
133 312 017
16/08/2021 13,060 2,738 Fully Paid ordinary
shares
First Sentier Investors Realindex Pty Ltd ACN
133 312 017
18/08/2021 40,997 8,631 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
19/08/2021 75,410 15,717 Fully Paid ordinary
shares
First Sentier Investors Realindex Pty Ltd ACN
133 312 017
20/08/2021 146,367 30,685 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
23/08/2021 97,384 20,174 Fully Paid ordinary
shares
First Sentier Investors Realindex Pty Ltd ACN
133 312 017
25/08/2021 126,126 24,828 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
26/08/2021 779,925 170,633 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
26/08/2021 282,542 61,815 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
26/08/2021 424,830 92,858 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
26/08/2021 110,517 24,179 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
26/08/2021 164,466 35,982 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
26/08/2021 383,200 83,837 Fully Paid ordinary
shares
First Sentier Investors Realindex Pty Ltd ACN
133 312 017
30/08/2021 555,835 118,515 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
30/08/2021 317,924 68,091 Fully Paid ordinary
shares
First Sentier Investors Realindex Pty Ltd ACN
133 312 017
31/08/2021 519,844 109,211 Fully Paid ordinary
shares
First Sentier Investors Realindex Pty Ltd ACN
133 312 017
02/09/2021 16,335 3,483 Fully Paid ordinary
shares
First Sentier Investors Realindex Pty Ltd ACN
133 312 017
02/09/2021 92,881 19,804 Fully Paid ordinary
shares
First Sentier Investors Realindex Pty Ltd ACN
133 312 017
06/09/2021 461,368 97,335 Fully Paid ordinary
shares
First Sentier Investors Realindex Pty Ltd ACN
133 312 017
07/09/2021 426,252 91,667 Fully Paid ordinary
shares
First Sentier Investors Realindex Pty Ltd ACN
133 312 017
08/09/2021 291,769 63,705 Fully Paid ordinary
shares
First Sentier Investors Realindex Pty Ltd ACN
133 312 017
09/09/2021 195,983 44,240 Fully Paid ordinary
shares
First Sentier Investors Realindex Pty Ltd ACN
133 312 017
13/09/2021 302,720 68,800 Fully Paid ordinary
shares
First Sentier Investors Realindex Pty Ltd ACN
133 312 017
13/09/2021 75,429 17,143 Fully Paid ordinary
shares
First Sentier Investors Realindex Pty Ltd ACN
133 312 017
14/09/2021 88,883 20,164 Fully Paid ordinary
shares
First Sentier Investors Realindex Pty Ltd ACN
133 312 017
14/09/2021 43,242 9,810 Fully Paid ordinary
shares
First Sentier Investors Realindex Pty Ltd ACN
133 312 017
14/09/2021 119,435 27,095 Fully Paid ordinary
shares
First Sentier Investors Realindex Pty Ltd ACN
133 312 017
14/09/2021 564,453 128,052 Fully Paid ordinary
shares
First Sentier Investors Realindex Pty Ltd ACN
133 312 017
14/09/2021 1,259,247 285,673 Fully Paid ordinary
shares
First Sentier Investors Realindex Pty Ltd ACN
133 312 017
15/09/2021 214,720 49,054 Fully Paid ordinary
shares
First Sentier Investors Realindex Pty Ltd ACN
133 312 017
15/09/2021 2,720,771 621,575 Fully Paid ordinary
shares
First Sentier Investors Realindex Pty Ltd ACN
133 312 017
15/09/2021 808,512 184,709 Fully Paid ordinary
shares
First Sentier Investors Realindex Pty Ltd ACN
133 312 017
16/09/2021 252,582 57,596 Fully Paid ordinary
shares
First Sentier Investors Realindex Pty Ltd ACN
133 312 017
16/09/2021 825,372 188,209 Fully Paid ordinary
shares
First Sentier Investors Realindex Pty Ltd ACN
133 312 017
17/09/2021 433,328 102,200 Fully Paid ordinary
shares
First Sentier Investors Realindex Pty Ltd ACN
133 312 017
17/09/2021 15,285 3,605 Fully Paid ordinary
shares
First Sentier Investors Realindex Pty Ltd ACN
133 312 017
22/09/2021 94,429 22,809 Fully Paid ordinary
shares
First Sentier Investors Realindex Pty Ltd ACN
133 312 017
23/09/2021 74,823 17,564 Fully Paid ordinary
shares
First Sentier Investors Realindex Pty Ltd ACN
133 312 017
23/09/2021 23,945 5,621 Fully Paid ordinary
shares
First Sentier Investors Realindex Pty Ltd ACN
133 312 017
27/09/2021 30,932 6,951 Fully Paid ordinary
shares
First Sentier Investors Realindex Pty Ltd ACN
133 312 017
28/09/2021 28,713 6,467 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
30/09/2021 6,473 1,502 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
01/10/2021 674,080 161,712 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
05/10/2021 8,705 2,099 Fully Paid ordinary
shares
First Sentier Investors Realindex Pty Ltd ACN
133 312 017
08/10/2021 34,204 7,721 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
15/10/2021 8,972 2,080 Fully Paid ordinary
shares
First Sentier Investors Realindex Pty Ltd ACN
133 312 017
18/10/2021 43,232 9,759 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
19/10/2021 115,168 26,056 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
21/10/2021 12,481 2,737 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
21/10/2021 1,994,534 442,247 Fully Paid ordinary
shares
First Sentier Investors Realindex Pty Ltd ACN
133 312 017
25/10/2021 42,363 9,331 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
27/10/2021 6,094,005 1,327,670 Fully Paid ordinary
shares
First Sentier Investors Realindex Pty Ltd ACN
133 312 017
27/10/2021 9,804 2,136 Fully Paid ordinary
shares